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TURKISH PRIME MINISTRY INSPECTION BOARD
TURKISH
ADMINISTRATIVE SYSTEM
Turkey
has a prominent place among today’s developing countries by
the length of its experiences on the fields of economy, culture,
law and public administration. The Turkish administrative
system is based upon certain fundamental political and legal
principles stated in the constitution of 1982.
The Constitution starts with announcing that the political
system is republican democracy and outlines fundamental characteristics
of the Republic such as separation of powers, secularism,
supremacy of law, constitutional government.
These political and legal principles as also apply to the
organisation and the functioning of the Administration as
well. Some of these principles maybe enumerated as follows.
• Legality Of The Administration
• The Rule Of Law
• The Concept Of The Social State
• The State Intervention In The Economic Field
• Secularism
• Indivisibility Of Administration
• Judicial Review By Administrative Courts
All above mentioned principles are the cornerstones and inseparable
characteristics of the contemporary Turkish Administration,
which is composed of two main branches: Central Administration
and Decentralised Administration.
Central Administration is the core of the administrative organisation,
both from structural and functional aspects. Decentralised
Administration, which functions under the administrative tutelage
of the former, is divided in three parts: Local Administration
(municipalities, provinces, villages), Functionally Decentralised
Organisations (State Economic Enterprises etc.) and Public
Professional Organisation (Bar Associations, Trade and Commerce
Chambers).
The central administration includes The Office Of The Prime
Minister, Council Of Ministers and Consultative Agencies.
Provincial Organisations are the provincial units of the Ministries.
The departments in Ankara are the headquarters of each Ministry
and the units at the provinces are the field organisations.
The Council Of Ministers appointed by The President Of The
Republic, who is a part of the executive and exercises various
administrative powers and has no political responsibility
and acting with the confidence of the Parliament is at the
head of the Central Administration. The Prime Minister, according
to the 1982 Constitution (articles112,109) is the head of
both the Council Of Minister and the Administration in general.
The Prime Minister, as Chairman of the Council of Ministers,
shall ensure co-operation among the Ministers, and supervise
the implementation of the government’s general policy. Each
Minister shall be responsible to the Prime Minister and shall
also be responsible for the conduct of affairs under his jurisdiction
and for the acts and activities of his subordinates. The Prime
Minister shall ensure that the ministers exercise their function
in accordance with the constitution and the laws and shall
take corrective measures to this and the Ministers can be
dismissed, by the President of the Republic, upon the proposal
of the Prime Minister when deemed necessary .
CONTROL OF ADMINISTRATION
According to the structure of the Constitution and the principles
of Turkish Administrative System, the “Administration” is
not a satellite of the Executive, it is within the Executive
branch, but a separate entity. It operates, however, in close
relation with the Executive and under the supervision of the
legislative, executive and judicial branches.
1. Control by The Prime Ministry Inspection Board
The Prime Minister by means of the board of inspectors , may
inspect both central and de-centralized administration (all
public organizations, public economic enterprises, public
professional organizations, associations, foundations, co-operatives),
unions and private companies. The scope of this control goes
so far as to conduct investigations, inspections, auditing
and inquires. The Board, both an external and internal inspection
organization and has the power and authority of all Inspection
and auditing units in Turkey, has also a duty of regulating
and co-ordinating inspection system in Country. Detailed information
about the Board and its duties will be given in next pages.
2. Intra-Administration Control
Within the Central Administrations the head of each agency
–Ministers, Under-secretariats Governors, Sub-governors-enjoys
hierarchical supervision, including disciplinary authority
over the acts, actions and persons of subordinates, from the
point of view of expediency and legality. The same control
exists in municipalities and functionally decentralized agencies,
and is exercised by the hierarchical head of each agency,
e.g. mayors, general directors, rectors, deans.
Intra-Administration control is conducted by the head of the
institutions by means of the Inspection Boards attached to
them. There is an inspection board at every ministry and some
independent under-secretariat (like Treasury, Foreign Trade
and Customs). Some of the Ministries have more than one inspection
unit. For example; in the Ministry of Finance there is a Board
of Financial Inspectors and Board of Accounts two of which
are attached to the Finance Minister and carry out duties
upon the request of the Minister. Naturally power and authority
of the Boards is restricted by the authority and the power
of the Post which they are attached.
THE NECESSITY FOR THE PRIME MINISTRY INSPECTION BOARD
As we mentioned above Turkish Administrative System has its
own unique characters formulated in the 1982 Constitution
in which the underlying philosophy is to have a strong executive
i.e. strong president and the Prime Minister. The President
who is a part of executive power and in certain times preside
over the Council of Ministers and uses various administrative
power. Like this the Prime Minister is not only first among
equals (primus interpares) but also like a supervisor who
controls the acts and actions of the Ministers. Upon the proposal
of the Prime Minister, a Minister can be dismissed from his
office by approval of the President . As being the head of
the executive body, the Prime Minister has the responsibility
of taking corrective measures in auditing and inspection area
via the Prime Ministry Inspection Board.
On the other hand, parallel with the Constitution, some works
which related more than one organizations, need for a coordination
unit which can only be the Prime Ministry Inspection Board
in order to avoid duplications.
As a legal necessity, the Central Organization of the Prime
Ministry, can only be audited and inspected by the Prime Minister.
In addition to that the heads of the bounded and related organizations
(Treasury and Foreign Trade, State Planning Organization,
Capital Market Board, Central Bank, General Directorate of
Endowments, State Banks, etc.) can only be inspected by the
Prime Minister.
Besides, there must be a regulating and coordinating body
for the unity of standards in the inspection system. This
role is given to the Prime Ministry Inspection Board by Code
3056.
Since the foundation, which goes back to 1946 and equipped
with wider power and authority by the 1982 Constitution (Article
112), the Board gained a central and crucial role in the inspection
system of the Republic of Turkey.
In the last years, the Board reached its zenith and gained
a deeper confidence in common sense with independent, objective,
reliable reports on ‘Susurluk’, ‘Fictive Exports’, ‘Selling
of the Turkish Trade Bank’, ‘Ministry of Tourism and Casinos
Relations’, ‘National Intelligence Agency’, ‘Sink Credits
Opened by all Public Banks’, ‘Some Projects and Credits borrowed
from World Bank (at Treasury, Ministry of Health, Public Housing
Administration, etc.)’, ‘Duty Free Import’, ‘Smuggling on
luxury automobiles’, ‘Corruption in Customs’, etc.
RECRUITMENT AND SELECTION OF THE INSPECTORS
There are 30 inspectors in The Prime Ministry Inspection Board.
10 of them are assistant inspectors. Actually, the inspectors
are supposed to begin their jobs as an assistant inspector.
In order to be appointed, a candidate of assistant inspector
must pass a three-phase examination to be held.
-multiple choice examination to be held by OSYM (Student Selection
and Placement Centre)
-written examination to be held by the Board
-interview and verbal examination to be held by the Board
The following qualifications are required for appointments
to positions as assistant inspectors:
- To receive passing mark in the examination to be held.
-Economics, business administration, Law, Political Sciences,
Economics and Administrative Sciences degree or graduation
from foreign faculties recognised as equivalent thereof.
-Not to be over thirty years of age as of the first day of
January of the year of examination.
-To have character and qualifications of an inspector.
-To have the required qualifications on the 48th article of
The State Employees Code.
There are five topics in this examination that candidates
have to pass:
1. Law
a. Constitutional Law
b. Administrative Law
c. Criminal Law
d. Civil Code
e. Law of Obligations
f. Commercial Law
g. Law of Criminal Procedures
2. Economics
a. Theory of Economics (micro, macro and international economics)
b. Current Economic Problems
c. Money, Banking and Credit
d. National Income
e. International Economic Relations and Institutions
f. Business Auditing and Financial Management
3. Public Finance
a. General Theory of Public Finance and Financial Policies
b. Fundamentals of The Turkish Taxation Code
c. Public Expenditures and Fundamentals of The Expenditures
Code
d. Budget and Fiscal Policies
e. Public Debt
4. Accounting
a. Financial Accounting
b. Analysis and Techniques of Financial Statements
c. Financial Mathematics.
5. Foreign Language
One of English, French or German languages
A candidate who passed all phases of the examination is appointed
as an assistant inspector. After a 3-year training period,
he/she has to pass the competence examination in order to
be an inspector. Finally he is appointed by a Decree and published
in the Official Gazette.
The Prime Ministry Inspection Board hold last assistant inspector
examination in 1997 and 10 high-qualified applicants passed
all phases of examination out of 2000 candidates and are recruited
as Prime Ministry Assistant Inspector.
DUTIES, POWERS AND RESPONSIBILITIES OF THE BOARD
The Constitution of the Republic of Turkey in Article 112
states that :
“.. The Prime Minister, as the Chairman of the Council of
Ministers, should ensure co-operation among the Ministers
and supervise the implementation of the government’s general
policy...Each Minister shall be responsible to the Prime Minister
and shall also be responsible for the conduct of affairs under
his jurisdiction and for the acts and activities of his subordinates.
The Prime Minister shall ensure that the Ministers exercise
their functions in accordance with the Constitution and the
Laws and shall take corrective measures to this end ”.
The Constitution and many other Laws authorized the Prime
Minister with inspection, auditing power and duties, and the
responsibility of taking corrective and necessary measures.
The Prime Minister uses this power and carries out his responsibilities
and takes corrective measures by means of The Prime Ministry
Inspection Board.
In this framework; The Law of Prime Ministry (No:3056), that
regulates the organizational structure of The Prime Ministry,
its duties, powers and responsibilities , in the 20th article
states that:
Upon the request and the authorization of the Prime Minister,
The Prime Ministry Inspection Board have the following duties
and powers:
* to set up the general principles of inspection and auditing
regarding the effective and efficient inspection system, in
which personnel is encouraged to work efficiently and effectively
and to achieve high performance, for all public institutions,
organizations and State Economic Enterprises.
* to carry out inspections, auditing, inquiries and investigations
(or to get Inspection Institutions to audit the matter) at
all public institutions & organizations (both domestic
units and units in abroad) , State Economic Enterprises, their
affiliates and corporations, Chambers of Commerce &Industry,
Public Professional Organizations, Chamber of Certified Public
Accounts, with the (having the) full power and responsibility
and authority of all Bodies, which is established for inspection,
auditing and the control , in them.
* to carry out inspections, auditing, inquiries and investigations
(or to get Inspection Institutions to audit the matter ) at
Endowments, Associations, Cooperatives, all kinds of Labor
and Employers’ Unions with the (having the) full power and
responsibility and authority of all Bodies which is established
for inspection, auditing and the control , in them.
* to make inspection, auditing and investigation at Prime
Ministry Central Organization and its bounded and related
organizations ( such as Treasury and Foreign Trade, Capital
Market Board, Stock Market, Central Bank, Exim-Bank, National
Intelligence Agency, Atomic Energy Organization et.).
* If it deemed necessary, to make inspections and auditing
at Preferential Corporations, Private Companies regarding
the financial matters (like tax)
* to perform other duties related the inspection and auditing
requested by the Prime Minister.
THE FORMATION OF THE BOARD
The Board is directly attached to the Prime Minister and perform
its duties upon his/her request. The Board presently consists
of total of 31 Inspectors, including the Chairman and the
two Vice- Chairmen and 10 newly recruited assistant inspectors.
There is also a bureau and necessary staff for clerical works
and keeping records.
THE CHAIRMANSHIP
The Chairmanship consists of a Chairman and two Deputy Chairmen
of the Board.
The Chairman of the Board is the chief officer and Inspector
of the Board is responsible for the general management and
representation of the Board. The works are distributed among
the Inspectors or a group of Inspectors by the Chairman.
The Chairman and all the Inspectors are appointed by a Decree.
THE DUTIES OF THE CHAIRMANSHIP
The Chairman of the Board, who is attached directly to the
Prime Minister and has the title and power of Prime Ministry
Inspector, on the behalf of the Prime Minister carries out
the following duties:
1. To organize and co-ordinate the activities and duties of
the Board of Inspectors , defined in the Law (No:3056).
2. To carry out investigations , inquiries, auditing and inspections,
if it deems necessary.
3. To take necessary measures for training the assistant inspectors
in 3-year training period.
4. To organize and encourage the inspectors for making researches
in the field of inspection and auditing and to have research
published.
5. To propose legal and administrative necessary measures
to Prime Minister and take corrective actions in the field
of inspections and auditing.
6. To chair the meetings at which the principles, which must
be taken into considerations while preparing the inspection
program of the Inspection Bodies of all Ministries, Public
Institutions & Organizations, their affiliates and Corporations,
are determined.
COORDINATION ROLE OF THE CHAIRMANSHIP OF THE PRIME MINISTRY
INSPECTION BOARD
The Chairmanship of The Prime Ministry Inspection Board is
authorized and has jurisdiction to achieve the execution of
procedures and rules relevant to auditing services in health
and harmony, to prevent duplications and deviations from standards,
to take all measures and corrective actions to improve the
inspection system.
Consequently;
a) The Head of The Prime Ministry High Auditing Board, Heads
All Ministry Inspection Boards, The Head of Board of Account,
The Head of Treasury Controllers Board and The Head of Sworned
Banking Auditors Board is summoned to meet at least once each
year. At this meeting, The Head of Prime Ministry Inspection
Board executes the chairmanship and coordinatory duty.
b) All regulations and by-laws drafts including amendments
concerned with the inspection and auditing system are sent
to The Chairmanship of Prime Ministry Inspection Board for
examination and evaluation. They will be effective after the
approval of the Board and promulgation in the Official Gazette.
c) All inspection and auditing bodies mentioned in (a), shall
prepare an annual report, which includes the investigation,
examination, inquiry and auditing activities and their results,
and sent to the Prime Ministry Inspection Board in January
of every year.
Additionally,
The Chairmanship of the Board is a settlement authority of
all conflicts and disputes arising from duties, power and
jurisdictions of all inspection and auditing institution.
COORDINATION DUTY OF THE PRIME MINISTERY INSPECTORS
The Prime Ministry Inspectors may utilize the studies, works
and efforts of the other institutions’ inspectors and auditors.
All auditing and inspection bodies have to fulfill the written
demands of The Prime Ministry Inspection Board.
During the joint works with the other Body’s inspectors, The
Prime Ministry Inspector, as the ‘Group Coordinator’, is entitled
and has jurisdiction to regulate and to conclude the works
by selecting the most appropriate way.
SECURITY OF TENURE OF INSPECTORS
The Inspection services are organized as a career different
than the administrative duties. The Prime Ministry Inspectors
can not be appointed to other positions and duties without
their consent unless health, moral and professional insufficiencies
is proved with the health report, judicial decision and inspector
report.
KINDS OF REPORTS
1. Inspection Report with Replies.
2. Examination Report (for specific cases)
3. General Examination and Evaluation Report.
4. Personnel Inspection Report
5. Investigation Report
6. Inquiry Report for Public Personnel
THE AIM AND WORK PHILOSOPHY OF THE INSPECTORS
The Board has always sought to provide the Turkish State,
the Government and the Public with relevant, objective and
independent reports which are formulated on the basis of inspections
(audits) carried out to the highest professional international
(INTOSAI) standards.
The main goal in the works is to bring proposals in order
to have the best and optimum result in audited entities for
the future and to decrease the corruption and misuse.
From this point of view;
The Inspectors take into considerations of the following rules:
• To find out obstacles and duplications preventing the efficient
and effective inspection and auditing for all public organizations.
• To carry out value-for-money audit for public expenditures
and develop methods for this end.
• To find out the deviations from the standards and analyze
the social, economic, legal and administrative reasons behind
them and bring proposals for preventing the deviations, correcting
irregularities and increase efficiency and effectiveness for
an optimal result of the public works and functioning of public
organizations.
• To foresee an effective, efficient and a deterrent inspection
system and reject only a fault-seeking, criticize-based inspection
methods.
• To obtain sufficient, relevant and reliable written audit
evidence to be able to draw reasonable conclusions and to
apply analytical procedures at all stages of the works.
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